SEBI Regulations

Title Amended on
SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
Amendment
Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2019
Securities and Exchange Board Of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2019
05-Apr-2019
 
05-Apr-2019
29-Jul-2019
SEBI (LODR) Regulations, 2015
Amendment
Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2019

SEBI(Listing Obligations and Disclosure Requirements)(Second Amendment) Regulations, 2019

SEBI (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2019
30-Nov-2018

29-Mar-2019

07-May-2019

27-June-2019
SEBI (Buy Back of Securities) Regulations, 1998
Amendment
SEBI (Buy Back of Securities) (Amendment) Regulations, 2019
11-Sep-2018

29-Jul-2019
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Amendment
SEBI (Substantial Acquisition of Shares and Takeovers) (Second Amendment) Regulations, 2018
FAQ
FAQ on SEBI (Substantial Acquisiton of Shares and Takeovers) Regulations, 2016
12-Oct-2018

29-Mar-2019

29-Dec-2016
SEBI (Delisting of Equity Shares) Regulations, 2009
Amendment
SEBI (Delisting of Equity Shares) (Amendment) Regulations, 2016
SEBI (Delisting of Equity Shares) (Second Amendment) Regulations, 2018
06-Mar-2017

12-Jan-2016
14-Nov-2018
SEBI (Public Offer and Listing of Securitised Debt Instruments) Regulations, 2008 06-Mar-2017
SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 (last amended on October 09, 2018) 09-Oct-2018
SEBI (Real Estate Investment Trusts) Regulations, 2014
Amendment
SEBI (Real Estate Investment Trusts) (Amendment) Regulations, 2014
Circular
Guidelines for public issue of units of REITs
Guidelines for determination of allotment and trading for (REITs) and (InvITs)
26-Sep-2014

22-Apr-2019

19-Dec-2016
23-Apr-2019
SEBI (Infrastructure Investment Trusts) Regulations, 2014 22-Apr-2019
SEBI (InVITS) Regulations, 2014
Amendment
SEBI (IITs) (Amendment) Regulations, 2016
26-Sep-2014

30-Nov-2016
SEBI (Debenture Trustee) Regulations, 1993
Amendment
SEBI (Debenture Trustee)(Amendment)Regulations, 2019
13-Jul-2017

07-May-2019
SEBI (Issue of Sweat Equity) Regulations, 2002 27-Aug-2003
SEBI (Prohibition of Insider Trading) Regulations, 2015 (Last amended on January 21, 2019)
Amendment
SEBI (Prohibition of Insider Trading) (Second Amendment) Regulations, 2019
21-Jan-2019

25-July-2019
SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003 06-Sep-2013
PMLA  
SEBI (Foreign Portfolio Investors) Regulations, 2014 31-Dec-2018
SEBI (Intermediaries) Regulations, 2008 21-Nov-2017
SEBI (Alternative Investment Funds) Regulations, 2012
Amendment
SEBI (Alternative Investment Funds)(Amendment)Regulations, 2019
01-Jun-2018
 
10-May-2019
SEBI (Investment Advisers) Regulations, 2013 08-Dec-2016
SEBI (Collective Investment Schemes) Regulations, 1999 06-Mar-2017
SEBI (Foreign Venture Capital Investors) Regulations, 2000 06-Mar-2017
SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007 07-Feb-2014
SEBI (Merchant Bankers) Regulations, 1992 06-Mar-2017
SEBI (Underwriters) Regulations, 1993 06-Mar-2017
SEBI (Research Analysts) Regulations, 2014 08-Dec-2016
SEBI (Bankers to an Issue) Regulations, 1994
Amendment
SEBI (Bankers to an issue) (Amendment) Regulations, 2011
06-Mar-2017

30-May-2018
SEBI (KYC (Know Your Client) Registration Agency) Regulations, 2011 06-Mar-2017
SEBI (Credit Rating Agencies) Regulations, 1999
Amendment
SEBI (Credit Rating Agencies)(Second Amendment) Regulations, 2018
11-Jun-2018

11-Sep-2018
SEBI (Portfolio Managers) Regulations, 1993
Amendment
SEBI (Portfolio Managers) (Amendment) Regulations, 2019
06-Mar-2017
 
10-May-2019
SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015
Amendment
SEBI (Issue and Listing of Debt Securities by Municipalities) (Amendment)Regulations, 2017
SEBI(Issue and Listing of Debt Securities)(Amendment) Regulations, 2019
15-Jul-2015
 
15-Feb-2017
07-May-2019

SEBI Circulars

Title Date
Streamlining the Process of Public Issue of Equity Shares and convertibles- Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount 26-Jul-2019
Standardizing Reporting of violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015 19-Jul-2019
Procedure and Formats for Limited Review / Audit report of the Listed Entity and those Entities whose accounts are to be consolidated with the Listed Entity 19-Jul-2019
Streamlining the Process of Public Issue of Equity Shares and Convertibles- Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount 28-Jun-2019
Streamlining the Process of Public Issue of Equity Shares and convertibles- Extension of time lime for implementation of Phase I of Unified Payments Interface with Application Supported by Block Amount 03-Apr-2019
Procedure and Formats for Limited Review / Audit report of the Listed Entity and those Entities whose accounts are to be consolidated with the Listed Entity 29-Mar-2019
SEBI (Delisting of Equity Shares) Regulations, 2015 - Timelines for Counter Offer 13-Mar-2019
Guidelines for public issue of units of REITs - Amendments 15-Jan-2019
Guidelines for public issue of units of InvITs - Amendments 15-Jan-2019
Streamlining the Process of Public Issue of Equity Shares and Convertibles 01-Nov-2018
Know your client requirements for Foreign Portfolio Investors 21-Sep-2018
Eligibility conditions for Foreign Portfolio Investors 21-Sep-2018
Amendment on KYC requirements for (FPIs) 21-Aug-2018
Streamlining the process of public issue under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (SEBI ILDS), SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 (SEBI NCRPS), SEBI (Public Offer and Listing of Securitised Debt Instruments) Regulations, 2008 (SEBI SDI) and SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015 (SEBI ILDM) 16-Aug-2018
Electronic book mechanism for issuance of securities on private placement basis - Clarifications 16-Aug-2018
Investment by Foreign Portfolio Investors (FPI) through Primary Market Issuances 13-Jul-2018
Non-Compliance with Provision of SEBI (LODR) Regulations, 2015 03-Mar-2018
Compensation to retail individual investors (RIIs) in an IPO 15-Feb-2018
Online Filing System for Offer Documents, Schemes of Arrangement, Takeovers and Buy backs 19-Jan-2018
Under sections 11(1), 11(4) and 11b of the Securities and Exchange Board of India act, 1992 and regulation 11 of the SEBI prohibition of fraudulent and unfair trade practices relating to Securities Market) Regulations, 2003 in the matter of Price Waterhouse and ORS. relating to the case of Satyam Computer Services Limited 10-Jan-2018
Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 03-Jan-2018
Exemption application under Regulation 11 (1) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 22-Dec-2017
Non-compliance with the Minimum Public Shareholding (MPS) Requirements 10-Oct-2017
Report submitted by the Committee on Corporate Governance 05-Oct-2017
Schemes of Arrangement by Listed Entities 21-Sep-2017
Review of Offer for Sale (OFS) of Shares through Stock Exchange Mechanism 27-Jun-2017
Online Registration Mechanism for Securities Market Intermediaries 02-Mar-2017
Schemes of Arrangement by Listed Entities 23-Mar-2017
Revised format for Letter of offer under SEBI (SAST) Regulations, 2011 15-Mar-2017
Schemes of Arrangement by Listed Entities 10-Mar-2017
Guidance note on Board Evaluation 05-Jan-2017
Exclusively listed companies of De-recognized/Non-operational/exited Stock Exchanges placed in the Dissemination Board 05-Jan-2017
Disclosure of financial information in offer document for REITs 26-Dec-2016
Guidelines for public issue of units of REITs 19-Dec-2016
Streamlining the process for acquisition of shares pursuant to Tender-Offers made for Takeovers, BuyBack and Delisting of Securities 09-Dec-2016
Continuous disclosures and compliances by InvITs 29-Nov-2016
Revised formats for financial results and implementation of Ind AS by listed entities which have listed their debt securities and/or non-cumulative redeemable preference shares 10-Aug-2016
Revised formats for financial results and implementation of Ind AS by listed entities 05-Jul-2016
Guidelines for public issue of units of InvITs 11-May-2016
Revised formats under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 02-May-2016
Electronic book mechanism for issuance of debt securities on private placement basis 21-Apr-2016
Clarification regarding applicability of Indian Accounting Standards to disclosures in offer documents under SEBI (ICDR) Regulations, 2009 31-Mar-2016
Investments by FPIs in Government securities 29-Mar-2016
Investments by FPIs in REITs, InvIts, AIFs and corporate bonds under default 15-Mar-2016
Review of OFS of Shares through Stock Exchange Mechanism 15-Feb-2016
Clarification Circular on streamlining the Process of Public Issue of Equity Shares and Convertibles 21-Jan-2016
Streamlining the process of Public Issue of Equity Shares and Convertibles 10-Nov-2015
General information document 06-Dec-2013
General guidelines for dealing with conflicts of interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market 27-Aug-2013