| Title |
Date |
| Disclosure Standards for Alternative Investment Funds (AIFs) |
05-Feb-2020 |
| Securities and Exchange Board of India (Issuing Observations on Draft Offer Documents Pending Regulatory Actions) Order, 2020 |
05-Feb-2020 |
| Filing of Offer Documents under Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018 |
11-Dec-2019 |
| Guidelines for preferential issue of units and institutional placement of units by a listed Infrastructure Investment Trust (InvIT) |
27-Nov-2019 |
| Guidelines for preferential issue of units and institutional placement of units by a listed Real Estate Investment Trust (REIT) |
27-Nov-2019 |
| Continuous disclosures and compliances by listed entities under SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 |
13-Nov-2019 |
| e-KYC Authentication facility under section 11A of the Prevention of Money Laundering Act, 2002 by Entities in the securities market for Resident Investors |
05-Nov-2019 |
| Operational Guidelines for FPIs & DDPs under SEBI (Foreign Portfolio Investors), Regulations 2019 and for Eligible Foreign Investors |
05-Nov-2019 |
| Enhanced Due Diligence for Dematerialization of Physical Securities |
05-Nov-2019 |
| Streamlining the Process of Public Issue of Equity Shares and convertibles- Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount |
26-Jul-2019 |
| Standardizing Reporting of violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015 |
19-Jul-2019 |
| Procedure and Formats for Limited Review / Audit report of the Listed Entity and those Entities whose accounts are to be consolidated with the Listed Entity |
19-Jul-2019 |
| Streamlining the Process of Public Issue of Equity Shares and Convertibles- Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount |
28-Jun-2019 |
| Streamlining the Process of Public Issue of Equity Shares and convertibles- Extension of time lime for implementation of Phase I of Unified Payments Interface with Application Supported by Block Amount |
03-Apr-2019 |
| Procedure and Formats for Limited Review / Audit report of the Listed Entity and those Entities whose accounts are to be consolidated with the Listed Entity |
29-Mar-2019 |
| SEBI (Delisting of Equity Shares) Regulations, 2015 - Timelines for Counter Offer |
13-Mar-2019 |
| Guidelines for public issue of units of REITs - Amendments |
15-Jan-2019 |
| Guidelines for public issue of units of InvITs - Amendments |
15-Jan-2019 |
| Streamlining the Process of Public Issue of Equity Shares and Convertibles |
01-Nov-2018 |
| Know your client requirements for Foreign Portfolio Investors |
21-Sep-2018 |
| Eligibility conditions for Foreign Portfolio Investors |
21-Sep-2018 |
| Amendment on KYC requirements for (FPIs) |
21-Aug-2018 |
| Streamlining the process of public issue under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (SEBI ILDS), SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 (SEBI NCRPS), SEBI (Public Offer and Listing of Securitised Debt Instruments) Regulations, 2008 (SEBI SDI) and SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015 (SEBI ILDM) |
16-Aug-2018 |
| Electronic book mechanism for issuance of securities on private placement basis - Clarifications |
16-Aug-2018 |
| Investment by Foreign Portfolio Investors (FPI) through Primary Market Issuances |
13-Jul-2018 |
| Non-Compliance with Provision of SEBI (LODR) Regulations, 2015 |
03-Mar-2018 |
| Compensation to retail individual investors (RIIs) in an IPO |
15-Feb-2018 |
| Online Filing System for Offer Documents, Schemes of Arrangement, Takeovers and Buy backs |
19-Jan-2018 |
| Under sections 11(1), 11(4) and 11b of the Securities and Exchange Board of India act, 1992 and regulation 11 of the SEBI prohibition of fraudulent and unfair trade practices relating to Securities Market) Regulations, 2003 in the matter of Price Waterhouse and ORS. relating to the case of Satyam Computer Services Limited |
10-Jan-2018 |
| Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 |
03-Jan-2018 |
| Exemption application under Regulation 11 (1) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 |
22-Dec-2017 |
| Non-compliance with the Minimum Public Shareholding (MPS) Requirements |
10-Oct-2017 |
| Report submitted by the Committee on Corporate Governance |
05-Oct-2017 |
| Schemes of Arrangement by Listed Entities |
21-Sep-2017 |
| Review of Offer for Sale (OFS) of Shares through Stock Exchange Mechanism |
27-Jun-2017 |
| Online Registration Mechanism for Securities Market Intermediaries |
02-Mar-2017 |
| Schemes of Arrangement by Listed Entities |
23-Mar-2017 |
| Revised format for Letter of offer under SEBI (SAST) Regulations, 2011 |
15-Mar-2017 |
| Schemes of Arrangement by Listed Entities |
10-Mar-2017 |
| Guidance note on Board Evaluation |
05-Jan-2017 |
| Exclusively listed companies of De-recognized/Non-operational/exited Stock Exchanges placed in the Dissemination Board |
05-Jan-2017 |
| Disclosure of financial information in offer document for REITs |
26-Dec-2016 |
| Guidelines for public issue of units of REITs |
19-Dec-2016 |
| Streamlining the process for acquisition of shares pursuant to Tender-Offers made for Takeovers, BuyBack and Delisting of Securities |
09-Dec-2016 |
| Continuous disclosures and compliances by InvITs |
29-Nov-2016 |
| Revised formats for financial results and implementation of Ind AS by listed entities which have listed their debt securities and/or non-cumulative redeemable preference shares |
10-Aug-2016 |
| Revised formats for financial results and implementation of Ind AS by listed entities |
05-Jul-2016 |
| Guidelines for public issue of units of InvITs |
11-May-2016 |
| Revised formats under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 |
02-May-2016 |
| Electronic book mechanism for issuance of debt securities on private placement basis |
21-Apr-2016 |
| Clarification regarding applicability of Indian Accounting Standards to disclosures in offer documents under SEBI (ICDR) Regulations, 2009 |
31-Mar-2016 |
| Investments by FPIs in Government securities |
29-Mar-2016 |
| Investments by FPIs in REITs, InvIts, AIFs and corporate bonds under default |
15-Mar-2016 |
| Review of OFS of Shares through Stock Exchange Mechanism |
15-Feb-2016 |
| Clarification Circular on streamlining the Process of Public Issue of Equity Shares and Convertibles |
21-Jan-2016 |
| Streamlining the process of Public Issue of Equity Shares and Convertibles |
10-Nov-2015 |
| General information document |
06-Dec-2013 |
| General guidelines for dealing with conflicts of interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market |
27-Aug-2013 |