| Title |
Date |
| Review of Chapter IX - Green Debt Securities of the Operational Circular for issue and listing of Non-Convertible Securities (NCS), Securitised Debt Instruments (SDI), Security Receipts (SR), Municipal Debt Securities and Commercial Paper (CP) dated August 10, 2021 (hereinafter referred to as the 'NCS Operational Circular'), as amended from time to time |
06-FEB-2023 |
| Review of provisions pertaining to Electronic Book Provider platform |
10-Oct-2022 |
| Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 |
13-May-2022 |
| Master Circular for Infrastructure Investment Trusts (InvITs) |
26-Apr-2022 |
| Master Circular for Real Estate Investment Trusts (REITs) |
26-Apr-2022 |
| Conversion of Private Unlisted InvIT into Private Listed InvIT |
09-Feb-2022 |
| Framework for conversion of Private Listed InvIT into Public InvIT |
09-Feb-2022 |
| Disclosures in the abridged prospectus and front cover page of the offer document |
04-Feb-2022 |
| Publishing of Investor Charter and disclosure of complaints by Debenture Trustees (DTs) on their Websites |
30-Nov-2021 |
| Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for public offers by REITs and InvITs |
26-Nov-2021 |
| Publishing investor charter and disclosure of investor complaints by Merchant Bankers on their websites for private placements of Municipal debt securities |
26-Nov-2021 |
| Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites ‐ Debt Market |
26-Nov-2021 |
| Schemes of Arrangement by Listed Entities |
18-Nov-2021 |
| Schemes of Arrangement by Listed Entities |
16-Nov-2021 |
| Streamlining issuance of SCORES Authentication for companies intending to list their securities on SEBI recognized stock exchanges |
14-Oct-2021 |
| Requirement of minimum number and holding of unit holders for unlisted Infrastructure Investment Trusts (InvITs) |
04-Aug-2021 |
| Permitting non-scheduled Payments Banks to register as Bankers to an Issue |
03-Aug-2021 |
| Streamlining the process of IPOs with UPI in ASBA and redressal of investor grievances |
02-Jun-2021 |
| Relaxation in compliance with requirements pertaining to AIFs and VCFs. |
31-May-2021 |
| Format of compliance report on Corporate Governance by Listed Entities |
31-May-2021 |
| Relaxation in timelines for compliance with regulatory requirements by Debenture Trustees due to the CoVID‐19 pandemic |
03-May-2021 |
| Relaxation from compliance with certain provisions of the SEBI (Listing Obligations Disclosure Requirements) Regulations,
2015 / other applicable circulars due to the CoVID-19 pandemic |
29-Apr-2021 |
| Relaxation from compliance with certain provisions of the SEBI (Listing Obligations Disclosure Requirements) Regulations,
2015 due to the CoVID‐19 pandemic |
29-Apr-2021 |
| Relaxation in timelines for compliance with regulatory requirements |
29-Apr-2021 |
| Addendum to SEBI Circular on “Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19” dated April 13, 2020 |
29-Apr-2021 |
| Relaxations relating to procedural matters ‐Issues and Listing. |
22-Apr-2021 |
| Reduction in unblocking/refund of application money |
31-Mar-2021 |
| Transfer of business by SEBI registered intermediaries to other legal entity |
26-Mar-2021 |
| Prior Approval for Change in control: Transfer of shareholdings among immediate relatives and transmission of shareholdings and their effect on change in control |
25-Mar-2021 |
| Streamlining the process of IPOs with UPI in ASBA and redressal of investor grievances |
16-Mar-2021 |
| Relaxations relating to procedural matters ‐Issues and Listing |
19-Jan-2021 |
| Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 due to the CoVID ‐19 pandemic |
15-Jan-2021 |
| Amendment to Regulation 20(6) of SEBI (AIF) Regulations, 2012 |
08-Jan-2021 |
| Monthly Reporting of Portfolio Managers |
08-Jan-2021 |
| Master Circular on (i) Scheme of Arrangement by Listed Entities and (ii) Relaxation under Sub- rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 |
22-Dec-2020 |
| e‐Voting Facility Provided by Listed Entities |
09-Dec-2020 |
| Additional Payment Mechanism (i.e. ASBA, etc.) for Payment of Balance Money in Calls for partly paid specified securities issued by the listed entity |
08-Dec-2020 |
| Introduction of Unified Payments Interface (UPI) mechanism and Application through Online interface and Streamlining the process of Public issues of securities under: |
23-Nov-2020 |
| Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT |
17-Nov-2020 |
| Guidelines for rights issue of units by an unlisted Infrastructure Investment Trust (InvIT) |
04-Nov-2020 |
| Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub‐rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957 |
03-Nov-2020 |
| Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s) |
03-Nov-2020 |
| Advisory for Financial Sector Organizations regarding Software as a Service (SaaS) based solutions |
03-Nov-2020 |
| Standardisation of procedure to be followed by Debenture Trustee(s) in case of ‘Default’ by Issuers of listed debt securities |
13-Oct-2020 |
| Extension of facility for conducting extraordinary meeting(s) of unit holders of InvITs and REITs through Video Conferencing or Other Audio‐Visual Means (VC/OAVM) |
08-Oct-2020 |
| Issuance, listing and trading of Perpetual Non‐Cumulative Preference Shares (PNCPS) and Innovative Perpetual Debt Instruments (IPDIs)/ Perpetual Debt Instruments (PDIs) (commonly referred to as Additional Tier 1 (AT 1) instruments) |
06-Oct-2020 |
| Standardization of timeline for listing of securities issued on a private placement basis under |
05-Oct-2020 |
| Relaxation with respect to Validity of SEBI Observations and Revision in issue size |
29-Sep-2020 |
| Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT |
28-Sep-2020 |
| Amendments to guidelines for preferential issue and institutional placement of units by a listed REIT |
28-Sep-2020 |
| Operating Guidelines for Investment Advisers in International Financial Services Centre (IFSC) ‐ Amendments |
28-Sep-2020 |
| Guidelines for Investment Advisers |
23-Sep-2020 |
| System‐Driven Disclosures (SDD) under SEBI (SAST) Regulations, 2011 |
23-Sep-2020 |
| Listing and trading of units of Infrastructure Investment Trusts (InvITs) and Real Estate Investment Trusts (REITs) on recognized stock exchanges in International Financial Services Centres (IFSC) |
16-Sep-2020 |
| Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 ‐ System driven disclosures. |
09-Sep-2020 |
| Operating Guidelines for Portfolio Managers in International Financial Services Centre (IFSC) |
09-Sep-2020 |
| Entities permitted to undertake e‐KYC Aadhaar Authentication service of UIDAI in Securities Market ‐ Addition of NSE to the list |
08-Sep-2020 |
| Re‐lodgement of Transfer Requests Shares |
07-Sep-2020 |
| Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 ‐ Amendments |
21-Aug-2020 |
| Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 ‐ Amendments |
21-Aug-2020 |
| Investor grievances redressal mechanism - Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies |
13-Aug-2020 |
| Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 ‐ Amendment |
07-Aug-2020 |
| Administration and Supervision of Investment Advisers |
06-Aug-2020 |
| Grievance Resolution between listed entities and proxy advisers |
04-Aug-2020 |
| Procedural Guidelines for Proxy Advisors |
03-Aug-2020 |
| Guidance Note on SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 |
29-Jul-2020 |
| Extension of time for submission of financial results for the quarter/half year/ financial year ended 30th June 2020 |
29-Jul-2020 |
| Relaxations relating to procedural matters ‐ Takeovers and Buy-back |
27-Jul-2020 |
| Recording of all types of Encumbrances in Depository system |
24-Jul-2020 |
| Relaxations relating to procedural matters ‐ Issues and Listing |
24-Jul-2020 |
| Reporting to Stock Exchanges regarding violations under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 relating to the Code of Conduct (CoC). |
23-Jul-2020 |
| Allowing Offer for Sale (OFS) and Rights Entitlements (RE) transactions during trading window closure period. |
23-Jul-2020 |
| Manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(5C) and Regulation 22(7) of SEBI Infrastructure Investment Trusts Regulations, 2014 (“SEBI (InvIT) Regulations”) |
17-Jul-2020 |
| Manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(6A) and Regulation 22(8) of SEBI Real Estate Investment Trusts Regulations, 2014 (“SEBI (REIT) Regulations”) |
17-Jul-2020 |
| Relaxation from compliance with provisions of the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (“ILDS Regulation”), SEBI (Non-Convertible Redeemable Preference Shares) Regulations, 2013 (“NCRPS Regulations”) and SEBI Circulars relating to Listing of Commercial Papers. |
15-Jul-2020 |
| Guidelines for Issue and Listing of Structured Products/ Market Linked Debentures‐Amendments |
13-Jul-2020 |
| Relaxation from compliance with certain provisions of the SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 (ILDM Regulations) and certain SEBI Circulars due to the CoVID -19 virus pandemic |
07-Jul-2020 |
| Conducting meeting of unitholders of InvITs and REITs through Video Conferencing (VC) or through other audio-visual means (OAVM) |
22-Jun-2020 |
| Clarifications with respect to Circular dated February 05, 2020 on ‘Disclosure Standards for Alternative Investment Funds (AIFs)’ |
12-Jun-2020 |
| Relaxations from certain provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 in respect of Further Public Offer |
09-Jun-2020 |
| Relaxation from compliance with certain provisions of the SEBI (Issue and Listing of Debt Securities) Regulations, 2008, SEBI (Non-Convertible Redeemable Preference Shares) Regulations, 2013 and other SEBI Circulars due to the COVID ‐ 19 virus pandemic |
08-Jun-2020 |
| Advisory on disclosure of material impact of CoVID‐19 pandemic on listed entities under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (‘LODR Regulations’/‘LODR’) |
20-May-2020 |
| Relaxations relating to procedural matters ‐ Takeovers and Buy-back. |
14-May-2020 |
| Additional relaxation in relation to compliance with certain provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015 ‐ Covid-19 pandemic |
12-May-2020 |
| Relaxations relating to procedural matters ‐ Issues and Listing |
06-May-2020 |
| SEBI Notification on COVID-19 |
03-May-2020 |
| Relaxations from certain provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 in respect of Rights Issue |
21-Apr-2020 |
| One-time relaxation with respect to validity of SEBI Observations |
21-Apr-2020 |
| Additional relaxations / clarifications in relation to compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (‘LODR’) due to the COVID ‐ 19 pandemic |
17-Apr-2020 |
| SEBI Circular - Notification |
15-Apr-2020 |
| Relaxation from compliance with certain provisions of the circulars issued under SEBI (Credit Rating Agencies) Regulations, 1999 due to the COVID-19 pandemic and moratorium permitted by RBI. |
30-Mar-2020 |
| Continuation of Phase II of Unified Payments Interface with Application Supported by Block Amount due to Covid-19 virus pandemic |
30-Mar-2020 |
| Temporary relaxation in processing of documents pertaining to FPIs due to COVID-19 |
30-Mar-2020 |
| Filing of DRHP, Draft Letter Offer etc. |
27-Mar-2020 |
| Relaxation from compliance with certain provisions of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 due to the COVID-19 pandemic. |
27-Mar-2020 |
| Filings under SAST, BUYBACK & DELISTING Regulations |
26-Mar-2020 |
| Further relaxations from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR) and the SEBI circular dated January 22, 2020 relating to Standard Operating Procedure due to the CoVID -19 virus pandemic |
26-Mar-2020 |
| Relaxation from compliance to REITs and InvITs due to the CoVID -19 virus pandemic |
23-Mar-2020 |
| Encumbrance on units of Real Estate Investment Trusts (REITs) |
23-Mar-2020 |
| Encumbrance on units of Infrastructure Investment Trusts (InvITs) |
23-Mar-2020 |
|
Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and certain SEBI Circulars due to the CoVID -19 virus pandemic ‐ continuation |
23-Mar-2020 |
| Regulatory measures taken by SEBI in view of ongoing market volatility |
20-Mar-2020 |
| Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 due to the CoVID -19 virus pandemic |
19-Mar-2020 |
| Disclosure Standards for Alternative Investment Funds (AIFs) |
05-Feb-2020 |
| Securities and Exchange Board of India (Issuing Observations on Draft Offer Documents Pending Regulatory Actions) Order, 2020 |
05-Feb-2020 |
| SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and the Standard Operating Procedure for suspension and revocation of trading of specified securities |
22-Jan-2020 |
| Filing of Offer Documents under Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018 |
11-Dec-2019 |
| Guidelines for preferential issue of units and institutional placement of units by a listed Infrastructure Investment Trust (InvIT) |
27-Nov-2019 |
| Guidelines for preferential issue of units and institutional placement of units by a listed Real Estate Investment Trust (REIT) |
27-Nov-2019 |
| Continuous disclosures and compliances by listed entities under SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 |
13-Nov-2019 |
| e-KYC Authentication facility under section 11A of the Prevention of Money Laundering Act, 2002 by Entities in the securities market for Resident Investors |
05-Nov-2019 |
| Operational Guidelines for FPIs & DDPs under SEBI (Foreign Portfolio Investors), Regulations 2019 and for Eligible Foreign Investors |
05-Nov-2019 |
| Enhanced Due Diligence for Dematerialization of Physical Securities |
05-Nov-2019 |
| Streamlining the Process of Public Issue of Equity Shares and convertibles- Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount |
26-Jul-2019 |
| Standardizing Reporting of violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015 |
19-Jul-2019 |
| Procedure and Formats for Limited Review / Audit report of the Listed Entity and those Entities whose accounts are to be consolidated with the Listed Entity |
19-Jul-2019 |
| Streamlining the Process of Public Issue of Equity Shares and Convertibles- Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount |
28-Jun-2019 |
| Streamlining the Process of Public Issue of Equity Shares and convertibles- Extension of time lime for implementation of Phase I of Unified Payments Interface with Application Supported by Block Amount |
03-Apr-2019 |
| Procedure and Formats for Limited Review / Audit report of the Listed Entity and those Entities whose accounts are to be consolidated with the Listed Entity |
29-Mar-2019 |
| SEBI (Delisting of Equity Shares) Regulations, 2015 - Timelines for Counter Offer |
13-Mar-2019 |
| Guidelines for public issue of units of REITs - Amendments |
15-Jan-2019 |
| Guidelines for public issue of units of InvITs - Amendments |
15-Jan-2019 |
| Streamlining the Process of Public Issue of Equity Shares and Convertibles |
01-Nov-2018 |
| Know your client requirements for Foreign Portfolio Investors |
21-Sep-2018 |
| Eligibility conditions for Foreign Portfolio Investors |
21-Sep-2018 |
| Amendment on KYC requirements for (FPIs) |
21-Aug-2018 |
| Streamlining the process of public issue under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (SEBI ILDS), SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 (SEBI NCRPS), SEBI (Public Offer and Listing of Securitised Debt Instruments) Regulations, 2008 (SEBI SDI) and SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015 (SEBI ILDM) |
16-Aug-2018 |
| Electronic book mechanism for issuance of securities on private placement basis - Clarifications |
16-Aug-2018 |
| Investment by Foreign Portfolio Investors (FPI) through Primary Market Issuances |
13-Jul-2018 |
| Non-compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and the Standard Operating Procedure for suspension and revocation of trading of specified securities |
03-Mar-2018 |
| Compensation to retail individual investors (RIIs) in an IPO |
15-Feb-2018 |
| Online Filing System for Offer Documents, Schemes of Arrangement, Takeovers and Buy backs |
19-Jan-2018 |
| Under sections 11(1), 11(4) and 11b of the Securities and Exchange Board of India act, 1992 and regulation 11 of the SEBI prohibition of fraudulent and unfair trade practices relating to Securities Market) Regulations, 2003 in the matter of Price Waterhouse and ORS. relating to the case of Satyam Computer Services Limited |
10-Jan-2018 |
| Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 |
03-Jan-2018 |
| Exemption application under Regulation 11 (1) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 |
22-Dec-2017 |
| Non-compliance with the Minimum Public Shareholding (MPS) Requirements |
10-Oct-2017 |
| Report submitted by the Committee on Corporate Governance |
05-Oct-2017 |
| Schemes of Arrangement by Listed Entities |
21-Sep-2017 |
| Review of Offer for Sale (OFS) of Shares through Stock Exchange Mechanism |
27-Jun-2017 |
| Online Registration Mechanism for Securities Market Intermediaries |
02-Mar-2017 |
| Schemes of Arrangement by Listed Entities |
23-Mar-2017 |
| Revised format for Letter of offer under SEBI (SAST) Regulations, 2011 |
15-Mar-2017 |
| Schemes of Arrangement by Listed Entities |
10-Mar-2017 |
| Guidance note on Board Evaluation |
05-Jan-2017 |
| Exclusively listed companies of De-recognized/Non-operational/exited Stock Exchanges placed in the Dissemination Board |
05-Jan-2017 |
| Disclosure of financial information in offer document for REITs |
26-Dec-2016 |
| Guidelines for public issue of units of REITs |
19-Dec-2016 |
| Streamlining the process for acquisition of shares pursuant to Tender-Offers made for Takeovers, BuyBack and Delisting of Securities |
09-Dec-2016 |
| Continuous disclosures and compliances by InvITs |
29-Nov-2016 |
| Revised formats for financial results and implementation of Ind AS by listed entities which have listed their debt securities and/or non-cumulative redeemable preference shares |
10-Aug-2016 |
| Revised formats for financial results and implementation of Ind AS by listed entities |
05-Jul-2016 |
| Guidelines for public issue of units of InvITs |
11-May-2016 |
| Revised formats under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 |
02-May-2016 |
| Electronic book mechanism for issuance of debt securities on private placement basis |
21-Apr-2016 |
| Clarification regarding applicability of Indian Accounting Standards to disclosures in offer documents under SEBI (ICDR) Regulations, 2009 |
31-Mar-2016 |
| Investments by FPIs in Government securities |
29-Mar-2016 |
| Investments by FPIs in REITs, InvIts, AIFs and corporate bonds under default |
15-Mar-2016 |
| Review of OFS of Shares through Stock Exchange Mechanism |
15-Feb-2016 |
| Clarification Circular on streamlining the Process of Public Issue of Equity Shares and Convertibles |
21-Jan-2016 |
| Streamlining the process of Public Issue of Equity Shares and Convertibles |
10-Nov-2015 |
| General information document |
06-Dec-2013 |
| General guidelines for dealing with conflicts of interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market |
27-Aug-2013 |