SEBI Regulations

Title Amended on
SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (updated upto and including amendment dated Jan 01, 2020)
Streamlining the Process of Public Issue of Equity Shares and convertibles- Extension of time lime for implementation of Phase II of Unified Payments Interface with Application Supported by Blocked Amount
Reference Document for processing of applications made in Public Issues through Unified Payments Interface (UPI)
Amendment
SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2020
SEBI (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2020
SEBI (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2020
01-Jan-2020
08-Nov-2019

08-Nov-2019

16-Jun-2020
22-Jun-2020
01-Jul-2020
SEBI (LODR) Regulations, 2015 (updated upto and including amendment dated 10th January 2020) 10-Jan-2020
SEBI (Buy Back of Securities) Regulations, 1998 (updated upto and including amendment dated July 29, 2019) 29-Jul-2019
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(updated upto and including amendment dated 29th July 2019)
Amendment
SEBI (Substantial Acquisition of Shares and Takeovers) (Amendment) Regulations, 2020
SEBI (Substantial Acquisition of Shares and Takeovers) (Second Amendment) Regulations, 2020
SEBI (Substantial Acquisition of Shares and Takeovers) (Third Amendment) Regulations, 2020
FAQ
FAQ on SEBI (Substantial Acquisiton of Shares and Takeovers) Regulations, 2016)
29-Dec-2016

16-Jun-2020
22-Jun-2020
01-Jul-2020

29-Jul-2019
SEBI (Delisting of Equity Shares) Regulations, 2009 (updated upto and including amendment dated 29th July 2019) 29-Jul-2019
SEBI (Issue & Listing of Debt Instruments & Receipt) Regulations, 2008 (updated upto and including amended dated June 26, 2018) 26-Jun-2018
SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 (updated upto and including amendment dated 9th Oct, 2018) 09-Oct-2018
SEBI (Real Estate Investment Trusts) Regulations, 2014 (updated upto and including amendment dated 22nd April 2019)
Circular
Guidelines for public issue of units of REITs
Guidelines for determination of allotment and trading lot size for Real Estate Investment Trusts (REITs) and Infrastructure Investment Trusts (InvITs)
Guidelines for rights issue of units by a listed Real Estate Investment Trust (REIT)
Amendment
SEBI (Real Estate Investment Trusts) (Second Amendment) Regulations, 2020
22-Apr-2019

19-Dec-2016
23-Apr-2019
17-Jan-2020

16-Jun-2020
SEBI (Infrastructure Investment Trusts) Regulations, 2014 (updated upto and including amendment dated 22nd April 2019)
Circular
Guidelines for determination of allotment and trading lot size for Real Estate Investment Trusts (REITs) and Infrastructure Investment Trusts (InvITs)
Guidelines for preferential issue of units and institutional placement of units by a listed Infrastructure Investment Trust (InvIT)
Guidelines for filing of placement memorandum - InvITs proposed to be listed
Guidelines for rights issue of units by a listed Infrastructure Investment Trust (InvIT)
Amendment
SEBI (Infrastructure Investment Trusts) (Second Amendment) Regulations, 2020
22-Apr-2019

23-Apr-2019
27-Nov-2019
24-Dec-2019
17-Jan-2020

16-Jun-2020
SEBI(Debenture Trustee) Regulations, 1993 (updated upto and including amendment dated 7th May 2019) 07-May-2019
SEBI (Issue of Sweat Equity) Regulations, 2002 (updated upto and including amendment dated 27th August 2003) 27-Aug-2003
SEBI (Prohibition of Insider Trading) Regulations, 2015 (updated upto and including amendment dated 17th September, 2019) 17-Sep-2019
SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003 (updated upto and including amendment dated 31st December 2019)
Amendment
SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) (Amendment) Regulations, 2020
31-Dec-2018

13-Mar-2020
PMLA  
SEBI (Foreign Portfolio Investors) Regulations, 2019 (updated upto and including amendment dated 19th December 2019)
Amendment
SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2020
19-Dec-2019

07-Apr-2020
SEBI (Intermediaries) Regulations, 2008 (updated upto and including amendment dated 21st November, 2017) 21-Nov-2017
SEBI (Alternative Investment Funds) Regulations, 2012 (updated upto and including amendment dated 10th May 2019) 10-May-2019
SEBI (Investment Advisers) Regulations, 2013 (updated upto and including amendment dated 8th December 2016) 08-Dec-2016
SEBI (Collective Investment Schemes) Regulations, 1999(updated upto and including amendment dated 6th March 2017) 06-Mar-2017
SEBI (Foreign Venture Capital Investors) Regulations, 2000 (updated upto and including amendment dated 6th March 2017) 06-Mar-2017
SEBI (Certification of Associated Persons in the Securities Markets) (updated upto and including amendment dated 7th February 2014) 07-Feb-2014
SEBI (Merchant Bankers) Regulations, 1992 (updated upto and including amendment dated 6th March 2017) 06-Mar-2017
SEBI (Underwriters) Regulations, 1993 (updated upto and including amendment dated 6th March 2017) 06-Mar-2017
SEBI (Research Analysts) Regulations, 2014 (updated upto and including amendment dated 8th December 2016) 08-Dec-2016
SEBI (Bankers to an Issue) Regulations, 1994 (updated upto and including amendment dated 30th May 2018) 30-May-2018
SEBI (KYC (Know Your Client) Registration Agency) Regulations, 2011 (updated upto and including amendment dated 6th March 2017) 06-Mar-2017
SEBI (Credit Rating Agencies) Regulations, 1999 (updated upto and including amendment dated 23rd September 2019)
Amendment
SEBI (Credit Rating Agencies)(Second Amendment) Regulations, 2018
SEBI (Credit Rating Agencies) (Amendment) Regulations, 2019
11-Jun-2018

11-Sep-2018
23-Sep-2019
SEBI (Portfolio Managers) Regulations, 1993 16-Jan-2020
SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015 (updated upto and including amendment dated 27th September 2019) 27-Sep-2019

SEBI Circulars

Title Date
Relaxation from compliance with certain provisions of the SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 (ILDM Regulations) and certain SEBI Circulars due to the CoVID -19 virus pandemic 07-Jul-2020
Conducting meeting of unitholders of InvITs and REITs through Video Conferencing (VC) or through other audio-visual means (OAVM) 22-Jun-2020
Clarifications with respect to Circular dated February 05, 2020 on ‘Disclosure Standards for Alternative Investment Funds (AIFs)’ 12-Jun-2020
Relaxations from certain provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 in respect of Further Public Offer 09-Jun-2020
Relaxation from compliance with certain provisions of the SEBI (Issue and Listing of Debt Securities) Regulations, 2008, SEBI (Non-Convertible Redeemable Preference Shares) Regulations, 2013 and other SEBI Circulars due to the COVID ‐ 19 virus pandemic 08-Jun-2020
Advisory on disclosure of material impact of CoVID‐19 pandemic on listed entities under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (‘LODR Regulations’/‘LODR’) 20-May-2020
Relaxations relating to procedural matters ‐ Takeovers and Buy-back. 14-May-2020
Additional relaxation in relation to compliance with certain provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015 ‐ Covid-19 pandemic 12-May-2020
Relaxations relating to procedural matters ‐ Issues and Listing 06-May-2020
SEBI Notification on COVID-19 03-May-2020
Relaxations from certain provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 in respect of Rights Issue 21-Apr-2020
One-time relaxation with respect to validity of SEBI Observations 21-Apr-2020
Additional relaxations / clarifications in relation to compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (‘LODR’) due to the COVID ‐ 19 pandemic 17-Apr-2020
SEBI Circular - Notification 15-Apr-2020
Relaxation from compliance with certain provisions of the circulars issued under SEBI (Credit Rating Agencies) Regulations, 1999 due to the COVID-19 pandemic and moratorium permitted by RBI. 30-Mar-2020
Continuation of Phase II of Unified Payments Interface with Application Supported by Block Amount due to Covid-19 virus pandemic 30-Mar-2020
Temporary relaxation in processing of documents pertaining to FPIs due to COVID-19 30-Mar-2020
Filing of DRHP, Draft Letter Offer etc. 27-Mar-2020
Relaxation from compliance with certain provisions of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 due to the COVID-19 pandemic. 27-Mar-2020
Filings under SAST, BUYBACK & DELISTING Regulations 26-Mar-2020
Further relaxations from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR) and the SEBI circular dated January 22, 2020 relating to Standard Operating Procedure due to the CoVID -19 virus pandemic 26-Mar-2020
Relaxation from compliance to REITs and InvITs due to the CoVID -19 virus pandemic 23-Mar-2020
Encumbrance on units of Real Estate Investment Trusts (REITs) 23-Mar-2020
Encumbrance on units of Infrastructure Investment Trusts (InvITs) 23-Mar-2020
Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and certain SEBI Circulars due to the CoVID -19 virus pandemic ‐ continuation 23-Mar-2020
Regulatory measures taken by SEBI in view of ongoing market volatility 20-Mar-2020
Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 due to the CoVID -19 virus pandemic 19-Mar-2020
Disclosure Standards for Alternative Investment Funds (AIFs) 05-Feb-2020
Securities and Exchange Board of India (Issuing Observations on Draft Offer Documents Pending Regulatory Actions) Order, 2020 05-Feb-2020
SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and the Standard Operating Procedure for suspension and revocation of trading of specified securities 22-Jan-2020
Filing of Offer Documents under Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018 11-Dec-2019
Guidelines for preferential issue of units and institutional placement of units by a listed Infrastructure Investment Trust (InvIT) 27-Nov-2019
Guidelines for preferential issue of units and institutional placement of units by a listed Real Estate Investment Trust (REIT) 27-Nov-2019
Continuous disclosures and compliances by listed entities under SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 13-Nov-2019
e-KYC Authentication facility under section 11A of the Prevention of Money Laundering Act, 2002 by Entities in the securities market for Resident Investors 05-Nov-2019
Operational Guidelines for FPIs & DDPs under SEBI (Foreign Portfolio Investors), Regulations 2019 and for Eligible Foreign Investors 05-Nov-2019
Enhanced Due Diligence for Dematerialization of Physical Securities 05-Nov-2019
Streamlining the Process of Public Issue of Equity Shares and convertibles- Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount 26-Jul-2019
Standardizing Reporting of violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015 19-Jul-2019
Procedure and Formats for Limited Review / Audit report of the Listed Entity and those Entities whose accounts are to be consolidated with the Listed Entity 19-Jul-2019
Streamlining the Process of Public Issue of Equity Shares and Convertibles- Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount 28-Jun-2019
Streamlining the Process of Public Issue of Equity Shares and convertibles- Extension of time lime for implementation of Phase I of Unified Payments Interface with Application Supported by Block Amount 03-Apr-2019
Procedure and Formats for Limited Review / Audit report of the Listed Entity and those Entities whose accounts are to be consolidated with the Listed Entity 29-Mar-2019
SEBI (Delisting of Equity Shares) Regulations, 2015 - Timelines for Counter Offer 13-Mar-2019
Guidelines for public issue of units of REITs - Amendments 15-Jan-2019
Guidelines for public issue of units of InvITs - Amendments 15-Jan-2019
Streamlining the Process of Public Issue of Equity Shares and Convertibles 01-Nov-2018
Know your client requirements for Foreign Portfolio Investors 21-Sep-2018
Eligibility conditions for Foreign Portfolio Investors 21-Sep-2018
Amendment on KYC requirements for (FPIs) 21-Aug-2018
Streamlining the process of public issue under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (SEBI ILDS), SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 (SEBI NCRPS), SEBI (Public Offer and Listing of Securitised Debt Instruments) Regulations, 2008 (SEBI SDI) and SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015 (SEBI ILDM) 16-Aug-2018
Electronic book mechanism for issuance of securities on private placement basis - Clarifications 16-Aug-2018
Investment by Foreign Portfolio Investors (FPI) through Primary Market Issuances 13-Jul-2018
Non-compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and the Standard Operating Procedure for suspension and revocation of trading of specified securities 03-Mar-2018
Compensation to retail individual investors (RIIs) in an IPO 15-Feb-2018
Online Filing System for Offer Documents, Schemes of Arrangement, Takeovers and Buy backs 19-Jan-2018
Under sections 11(1), 11(4) and 11b of the Securities and Exchange Board of India act, 1992 and regulation 11 of the SEBI prohibition of fraudulent and unfair trade practices relating to Securities Market) Regulations, 2003 in the matter of Price Waterhouse and ORS. relating to the case of Satyam Computer Services Limited 10-Jan-2018
Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 03-Jan-2018
Exemption application under Regulation 11 (1) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 22-Dec-2017
Non-compliance with the Minimum Public Shareholding (MPS) Requirements 10-Oct-2017
Report submitted by the Committee on Corporate Governance 05-Oct-2017
Schemes of Arrangement by Listed Entities 21-Sep-2017
Review of Offer for Sale (OFS) of Shares through Stock Exchange Mechanism 27-Jun-2017
Online Registration Mechanism for Securities Market Intermediaries 02-Mar-2017
Schemes of Arrangement by Listed Entities 23-Mar-2017
Revised format for Letter of offer under SEBI (SAST) Regulations, 2011 15-Mar-2017
Schemes of Arrangement by Listed Entities 10-Mar-2017
Guidance note on Board Evaluation 05-Jan-2017
Exclusively listed companies of De-recognized/Non-operational/exited Stock Exchanges placed in the Dissemination Board 05-Jan-2017
Disclosure of financial information in offer document for REITs 26-Dec-2016
Guidelines for public issue of units of REITs 19-Dec-2016
Streamlining the process for acquisition of shares pursuant to Tender-Offers made for Takeovers, BuyBack and Delisting of Securities 09-Dec-2016
Continuous disclosures and compliances by InvITs 29-Nov-2016
Revised formats for financial results and implementation of Ind AS by listed entities which have listed their debt securities and/or non-cumulative redeemable preference shares 10-Aug-2016
Revised formats for financial results and implementation of Ind AS by listed entities 05-Jul-2016
Guidelines for public issue of units of InvITs 11-May-2016
Revised formats under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 02-May-2016
Electronic book mechanism for issuance of debt securities on private placement basis 21-Apr-2016
Clarification regarding applicability of Indian Accounting Standards to disclosures in offer documents under SEBI (ICDR) Regulations, 2009 31-Mar-2016
Investments by FPIs in Government securities 29-Mar-2016
Investments by FPIs in REITs, InvIts, AIFs and corporate bonds under default 15-Mar-2016
Review of OFS of Shares through Stock Exchange Mechanism 15-Feb-2016
Clarification Circular on streamlining the Process of Public Issue of Equity Shares and Convertibles 21-Jan-2016
Streamlining the process of Public Issue of Equity Shares and Convertibles 10-Nov-2015
General information document 06-Dec-2013
General guidelines for dealing with conflicts of interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market 27-Aug-2013